0001505315-13-000002.txt : 20130118
0001505315-13-000002.hdr.sgml : 20130118
20130118094141
ACCESSION NUMBER: 0001505315-13-000002
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130118
DATE AS OF CHANGE: 20130118
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Abraham Richard Leo
CENTRAL INDEX KEY: 0001505315
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 143 COLFAX ROAD
CITY: HAVERTOWN
STATE: PA
ZIP: 19083
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC
CENTRAL INDEX KEY: 0000863900
IRS NUMBER: 133576061
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-41350
FILM NUMBER: 13536316
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147654499
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN STREET, LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900807
FORMER COMPANY:
FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC
DATE OF NAME CHANGE: 19900805
SC 13G/A
1
mxe.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
The Mexico Equity and Income Fund, Inc.
---------------------------------------
(Name of Issuer)
Preferred Stock
------------
(Title of Class of Securities)
592834204
---------
(CUSIP Number)
Check the following box if a fee is being paid with this statement / /. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5
SEC 1745 (10-88)
SCHEDULE 13G
CUSIP NO. 592834105
---------
- ---------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Richard Abraham
- -----------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /.
(b) / /.
- ------------------------------
3. SEC USE ONLY
- ------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------
5. SOLE VOTING POWER
10,884
NUMBER OF
-------- -------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY
-------- --------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 10,884
PERSON
-------- ---------------
WITH 8. SHARED DISPOSITIVE POWER
0
- -------------------------------- --------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,884
- ------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* / /.
- ---------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.9%%
- ----------------------------------
12. TYPE OF REPORTING PERSON*
individual
- ------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 5
STATEMENT ON SCHEDULE 13G
Item 1(a). Name of Issuer:
---------------
The Mexico Equity and Income Fund, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
------------------------------------------------
615 East Michigan Street
Milwaukee, WI 53202
Item 2(a). Names of Person Filing:
-----------------------
Richard Abraham
Item 2(b). Address of Principal Business Office or, if none, Residence:
------------------------------------------------------------
143 Colfax Road
Havertown, PA 190893
Item 2(c). Citizenship:
------------
United States
Item 2(d). Title of Class of Securities:
-----------------------------
Preferred Stock
Item 2(e). CUSIP Number:
-------------
592834204
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
---------------------------------------------------------
13d-2(b), check whether the person filing is a:
-----------------------------------------------
(a) / / Broker or Dealer registered under Section 15 of the Act
(b) / / Bank as defined in section 3(a)(6) of the Act
(c) / / Insurance Company as defined in section 3(a)(19) of the
Act
(d) / / Investment Company registered under section 8 of the
Investment Company Act
(e) / / Investment Advisor registered under section 203 of the
Investment Advisers Act
(f) / / Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund;
see Sec.240.13d-1(b)(ii)(F) (Note: See Item 7)
(g) / / Parent Holding Company, in accordance with
Sec.240.13d-1(b)(ii)(G). (Note: See Item 7)
(h) / / Group, in accordance with Sec.240.13d-1(b)(ii)(H).
Page 3 of 5
Item 4. Ownership:
----------
(a) Amount Beneficially Owned: 10,884 as of 31st December 2012
-------
(b) Percent of Class: 18.9%
-----
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 10,884
-------
(ii) shared power to vote or to direct the vote: 0
-----
(iii) sole power to dispose or to direct the disposition of:
10,884
-------
(iv) shared power to dispose or to direct the disposition of:
0
-----
Item 5. Ownership of Five Percent or Less of a Class:
---------------------------------------------
no
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
----------------------------------------------------------------
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which
---------------------------------------------------------
Acquired the Security Being Reported on By the Parent Holding
-------------------------------------------------------------
Company:
--------
Item 8. Identification and Classification of Members of the Group:
----------------------------------------------------------
Not Applicable
Item 9. Notice of Dissolution of Group:
-------------------------------
Not Applicable
Item 10. Certification:
--------------
By signing below, I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired in
the ordinary course of business and were not acquired for the
purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any
transaction having such purposes or effect.
Page 4 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: 18th January 2012
--------------
/s/ Richard Abraham
-------------------------
Name: Richard Abraham